Author Topic: C-commanding and binding theory  (Read 550 times)

Offline snoacesupport

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C-commanding and binding theory
« on: February 18, 2022, 09:41:08 AM »
Hi there,

I have recently started learning about binding theory and have a couple of questions if anyone can give me a bit of advice

1. Is the top node of the tree (terminal?) able to c-command anything? I have been using the 'up and over' method for c-commanding, but obviously, with the top node there is no way to go 'up'. Does this mean it does not command anything, or does it command everything?

2. What is meant by the 'category' of a binding domain? Is this TP, VP, DP, etc. If so, the way I have been taught the binding domain for Principle A is that it is the closest TP that contains the VP that is being bound, does this not make all binding domain categories a TP?

TIA :)

Offline Daniel

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Re: C-commanding and binding theory
« Reply #1 on: February 18, 2022, 04:27:39 PM »
Quote
1. Is the top node of the tree (terminal?) able to c-command anything? I have been using the 'up and over' method for c-commanding, but obviously, with the top node there is no way to go 'up'. Does this mean it does not command anything, or does it command everything?
Yes, up-and-over is a good way to think about it.

Your question about the top (=root*) node applies to any phrase/constituent and its components. It's not clear to me whether in principle c-command should apply in those cases (probably not by definition), but it's effectively irrelevant: having something c-command part of itself doesn't seem like a very useful idea, so it just doesn't really come up, aside from completely abstract questions regarding labeling like "does node A c-command node B?". Think of c-command as applied to binding theory: how would a whole phrase bind part of itself? We can try to work around some awkward phrasing that might be like that as in "The students sitting by themselves", but that gets into very complicated other issues (regarding silent pronouns, non-finite clauses, etc.) and generally involves crossing a binding domain anyway, so something else would be going on. Remember that when we're talking about one node c-commanding another, we're really talking about the whole phrase/constituent contained within that node, not just the top node itself. So your question would be the same as asking "can a whole sentence c-command part of the sentence?" which just doesn't seem to really apply in a relevant way. (But it's great to ask such questions to explore how c-command works!)

[*root = first/top node in a tree, that dominants all others; a "terminal" node is one of the bottom nodes, i.e. a word/morpheme, rather than intermediate level in the structure]

A more interesting question to explore might be looking at "backwards" c-command/binding, which is just normal c-command but could apply to an anaphor that occurs before its "antecedent". That's somewhat limited in English (due to word order), but you can try to find some examples yourself. There's nothing restricting the direction of c-command (which is why it is preferable to more intuitive ideas of precedence, which don't work out as well when we look at the full range of data).

Quote
2. What is meant by the 'category' of a binding domain? Is this TP, VP, DP, etc. If so, the way I have been taught the binding domain for Principle A is that it is the closest TP that contains the VP that is being bound, does this not make all binding domain categories a TP?
Defining "binding domain" is actually very difficult. A rough approximation has to do with clauses, and that works most of the time for typical uses. But there are some other cases that must be treated a little differently, and it doesn't seem to be strictly TPs. The textbook I use approximates this in a different way: it's any XP (i.e. any phrase) that has a subject, which is most often a TP with a subject, but in principle might be any other phrase with a subject or specifier position. If you're familiar with so-called small clauses (https://en.wikipedia.org/wiki/Small_clause), you may already know that other phrases can have "subjects", as in for example a VP small clause with a subject: I heard you sing, where "you" is the subject of the VP sing (in a position just like a TP subject, but within that VP).

Another case where this works out nicely for demonstration purposes is with possessive DPs, assuming that the possessor is actually a "subject"/specifier within the DP, and the head of the DP (=D) is the 's marker of possession. This analysis isn't immediately intuitive, but works well (although it might not be included in your textbook). Here's an example:

[tree][DP [DP [D the][NP [N student]]] [D' [D 's] [NP [N book]]]][/tree]

Now, think about binding: note that the DP "the student" c-commands the NP "book". So far, there's no boundary for a binding domain, because there's no subject position between them. But if we expand that a bit, we get an interesting sentence:

John saw Mary's picture of herself.
*John saw Mary's picture of himself.

The reason the first sentence is grammatical is because Mary c-commands the whole NP "picture of herself", including the embedded DP "herself". (Try to draw a tree to see how that works, but it's similar to the example above.)

The second sentence is ungrammatical because even though John c-commands himself, they are not in the same binding domain: the possessive DP with Mary as subject intervenes, meaning that a new binding domain is established.

So one way to think about binding domains is that they are formed by any XP that has a subject. This is still a rough approximation in some ways, and we could explore even more data to refine the idea. But it's clear that it's not only TPs that can potentially form binding domains. There's more you could read in published articles, maybe more advanced textbooks, etc., but that is probably beyond what you're expected to know for an introductory class. (Again, asking questions like this is great, because you learn more as you do so, and you better understand the basics by looking at the advanced cases. Actually that's how science progresses in general: establish a theoretical explanation for the basic cases, then refine it by looking at more and more data.)

There are also some other more advanced topics about binding and binding domains, such as so-called "long-distance anaphors" in some languages (where a word meaning something like "himself" or "herself" can be used across a clause boundary), as found in some other languages (not English). That's been an interesting area of research challenging and/or expanding Binding Theory in general.
« Last Edit: February 18, 2022, 04:30:03 PM by Daniel »
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Offline snoacesupport

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Re: C-commanding and binding theory
« Reply #2 on: February 21, 2022, 08:01:32 PM »
Thank you for your response, it was really helpful in helping me understand the topic better.

I do have a few follow-up questions if that's okay.
- Is it possible for the subject in the binding domain of the anaphor to be the anaphor?
eg. *John said that himself baked Mary a cake.
 from my understanding, when considering Principle A, the binding domain here would be 'John said that himself..' as himself cannot c-command itself, therefore the binding domain must be the root TP containing the DP 'John'. When considering sentences with anaphors, is the binding domain always just the one that you would use for Principle A, or can the binding domain here be 'himself baked Mary a cake', as it is the smallest XP containing a subject (if 'himself' can be considered the subject)?

Sorry if that's a bit difficult to read, I think what I'm trying to ask is - can the binding domain be different if you are not considering a Principle, or do the binding domains of sentences with anaphors always have to be the one you'd use for Principle A, and pronouns Principle B, etc.?

 

Offline Daniel

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Re: C-commanding and binding theory
« Reply #3 on: February 22, 2022, 12:33:38 AM »
As I said, precisely defining the binding domain is tricky, and I think still somewhat controversial in the most technical details. The idea of "any XP with a subject" is a reasonable approximation, but especially in terms of figuring out exactly where the boundary is, there are still some issues.

In this case, we might use one of two arguments to explain why that sentence with "himself" as embedded subject is ungrammatical:
1. The binding domain begins at the start of the XP with a subject, not at the subject. So having "himself" as the subject establishes that TP as a new binding domain, but the boundary is at the top of TP, not at the subject.
2. Subjects require nominative case, which cannot be assigned to an anaphor.

Regarding (2), we might ask whether there are any languages that do allow violations of this. One interesting topic, related to some issues with binding in general, is logophoricity, where a logophoric pronoun is something like a long-distance reflexive as typically the subject of an embedded clause.

In a language with logophoric pronouns, there would be a different word for "he" in (1) and (2) below:
He1 said that he1 was a student.
He1 said that he2 was a student.

The most obvious approach to solving that would be that we need some new kind of binding principle/condition for logophors, since they seem to behave differently from the categories already established by principles A, B and C. (I believe that in general logophoric pronouns do not share the same form as anaphors [i.e. reflexives] in those languages, but I wonder if sometimes they might.)

Again, these are great questions. At this point, if you want to know more about this, it's time to start reading some published research addressing some of these challenges, going beyond what is covered in an intro class. There are a variety of proposed solutions to these problems, so you can explore what you think fits best. Looking up "long-distance anaphora" probably is a good place to start if you want to do that. One of the most interesting questions for binding theory is whether/how it applies to all languages: are there no exceptions, and is there no variation with how these principles apply? Or should the binding theory itself also allow some flexibility to explain variation across languages? In general, binding theory is considered one of the more cross-lingustically compatible proposals in generative grammar, but there are still many possible questions about variation, and there have been many challenges to the theory published as well.
« Last Edit: February 22, 2022, 12:36:50 AM by Daniel »
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